Does increased leverage mean higher stock prices?

One of the weirdest puzzles of the Great Moderation is that equity-market volatility

has been going down, even as leverage

has been going up. Ceteris paribus, of course, if you increase the amount of

leverage in a company or a set of companies, then the volatility of their equity

will go up accordingly. On the other hand, if it’s precisely the decrease in

volatilities which is resonsible for the increase in leverage, then at least

one would expect equity-market volatility to stay the same: the Great Moderation

cancelling out the increased risk, as it were. But in fact equity volatilities

have gone down, which if anything would seem to imply that there hasn’t been

enough increase in leverage.

Tony

Jackson has an interesting take on equities in the FT today:

The conventional view is that they are, if not exactly cheap, at least not

as wildly expensive as other things. They are certainly at the low end of

their rating relative to bonds. And whereas some instruments such as junk

loans and credit derivatives are arguably in glut, the supply of equities

in the US and UK has been shrinking.

In short, equities have been overlooked and unpopular – until lately, anyway,

a qualification I shall get back to. So it is to be hoped they are less likely

to disappoint when things turn ugly.

This would help explain the puzzle, I think. Equities should have been more

volatile than they have been, largely because they should have risen more than

they have done in response to increased leverage. In fact, however, equities

have not responded as one might have thought to the increased gearing that the

corporate world has gone in for – which means that they might not have

as far to fall in the event of a downturn.

Jackson also warns that this state of affairs might not last much longer:

Until quite recently, as I said, equities were relatively unpopular. But

now, I worry that they, too, are being infected by the general mispricing

of risk.

This came to mind with last week’s news that a trio of big private equity

firms are running a rule over J Sainsbury, the UK grocer. With a market capitalisation

of £8.7bn ($17.1bn), (…) Sainsbury is trading on about 50 times historic

earnings and more than 30 times prospective.

I’m also reminded of Joe

Nocera’s interview with Carl Icahn on Saturday, which came in the wake of

Icahn announcing that he’d taken a position in Motorola:

Motorola has a very conservative balance sheet — and that’s what

drives Mr. Icahn crazy. He hates conservative balance sheets. Mr. Icahn is

almost surely right that if Motorola took on more debt and used more of its

cash to buy back its stock, it would increase the stock price. The question,

of course, is whether that’s the right thing to do.

The analysts I spoke to tended to think not. For one, the company has committed

over $4 billion to paying for a recent acquisition. For another, they said,

Motorola is in a very cyclical business — so a cash cushion is probably

not such a bad thing.

These are stock analysts, no? On the face of it, it’s weird that a stock analyst

can say in the same breath that a certain course of action would both increase

the stock price and be a bad thing to do. If it’s really a bad thing

to do, then the stock price wouldn’t increase – any gains to shareholders

due to increased leverage would be offset by a greater discount due to increased

risk.

My conclusion is that increased leverage doesn’t increase public share prices

nearly as much as theoreticians might think – which is why a lot of the

companies piling on the debt these days are private and not public.

 

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