When Papers Promise But Don’t Deliver, CDO Edition

I continue my search

for someone who can shed light on exactly what happens to the alphabet soup

of MBS and CDO and CDS when subprime default rates rise. I briefly thought I’d

hit paydirt when Alea blogged a

February paper

by Joseph Mason and Josh Rosner, with a very

enticing abstract:

The authors go on to measure the efficacy of ratings agencies when it comes

to assessing market risk rather than credit risk. They determine that even

investment grade rated CDOs will experience significant losses if home prices

depreciate…

Was this what I’ve been looking for, an explanation of the link between home

prices, mortgage-backed bonds, and CDOs? Alas, it was not to be. I’ve scoured

the whole paper two or three times now, and – well, I just can’t find

their finding. Home prices are barely mentioned in the report, and not at all

in the part of the report which deals with CDOs. I also can’t find any mention

of losses in investment-grade CDOs for any reason at all. So I certainly

can’t find any link between home prices and losses in investment-grade CDOs.

The closest thing I can find is this:

Given recent events, we now know the defaults are in the mortgage pools and

it is only a matter of time before they accumulate to levels that will threaten

rated mezzanine RMBS. Given the high proportion of CDO investments in mezzanine

RMBS, the questions therefore become: (1) when will the defaults hit CDO returns

and (2) what will be the effect when CDO investors react, as they did with

previous sectoral difficulties, by divesting the sector and moving on to new

forms of collateral?

The statement that "it is only a matter of time" before losses hit

the MBS market is especially weird in light of the fact that they haven’t mentioned

this before, and that they say earlier on in the paper that as far as the MBS

market is concerned, "prepayment risk is an entirely different order of

magnitude than default risk". It’s as though they can’t make up their mind

about default risk, and whether it’s a tiny problem or a massive one.

But in any case, all of the authors’ discussion about risks in the CDO market

centers on the probability that CDOs will move out of subprime mortgages and

into some other asset class, reducing liquidity in the MBS market and ultimately

hurting the housing market as a whole. That’s all perfectly reasonable –

but it doesn’t even come close to demonstrating that existing CDOs with investments

in the MBS market will suffer significant losses on their rated tranches.

So, the search continues. In the meantime, there do certainly seem to be winners

as well as losers from the current mess: a $2 billion fund run by John

Paulson returned

40% in June alone – and that’s after fees. I guess that losing

his fight

against Bear Stearns didn’t do him any harm at all.

And I hasten to add that I’ve nothing against commenter jck,

who runs the Alea blog and who left a very handy comment on my last subprime

post. According to him, the implied spread on BBB- rated bonds, if we can trust

the ABX index, is about 2500 basis points. That’s huge: debt securities very

rarely trade at that sort of level without defaulting. On the other hand, securities

at the bottom of an asset-backed waterfall do exhibit a huge amount of price

volatility, since a small change in the structure’s total cashflows can mean

a huge variation in recovery value.

Update: jck emails me to point out that a later

version of the paper has more detail – although it still doesn’t draw

any connection between house-price declines and CDO defaults. He adds:

I think they are misguided if they think downgrading the asset side automatically

implies downgrade of the liability side of the CDO, for example if there is

a general credit degradation with increased correlation, the junior tranches

will actually gain against the senior tranches i.e spreads will contract,

but this a draft so I will wait for the final print before getting more critical.

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