Is This a Liquidity Crisis or an Insolvency Crisis?

Nouriel Roubini is a genuine expert on the difference between

illiquidity and insolvency: he wrote a whole

book on the subject, at least as it applies to countries. And now he’s attempting

to diagnose the present credit crunch as an

insolvency crisis rather than a liquidity problem. The thing is, telling

the difference is always more of an art than a science. And from my point of

view, a lot of what Roubini considers to be insolvency is reallly "just"

a liquidity problem. Liquidity crunches are bad, of course – but they’re

not as bad as insolvency. So the difference does matter, both in terms of the

severity of the present crisis and in terms of whether injections

of liquidity from the ECB and the Fed will be able to help.

So it’s worth examining the Roubini list of insolvents, to see which ones ring

true.

First on the list, of course, are homeowners:

You have hundreds of thousands of US households who are insolvents on their

mortgages. And this is not just a subprime problem: the same reckless lending

practices used in subprime – no downpayment, no verification of income

and assets, interest rate only loans, negative amortization, teaser rates

– were used for near prime, Alt-A loans, hybrid prime ARMs, home equity

loans, piggyback loans. More than 50% of all mortgage originations in 2005

and 2006 had this toxic waste characteristics. That is why you will have hundreds

of thousands – perhaps over a million – of subprime, near prime and

prime borrowers who will end up in delinquency, default and foreclosure. Lots

of insolvent borrowers.

No doubt there are insolvent subprime borrowers. They borrowed more than they

could afford, at high interest rates, and their net worth is now negative. What

about the Alt-A and prime borrowers? Delinquency rates are rising there, too,

as Nouriel notes, at least on the ARM front. We haven’t reached the worst of

the resets yet, and so one can’t take much solace in relatively low foreclosure

rates right now, either. But these are individuals with good credit, in an environment

where declaring personal bankruptcy is both very difficult and very harmful.

I have some hope that they will manage to muddle through somehow. Just because

you have a negative net worth doesn’t mean you have to default on your

mortgage. In general, though, I agree with Nouriel on this one: there is a lot

of insolvency among homeowners with recent-vintage mortgages.

Next are the mortgage lenders:

You also have lots of insolvent mortgage lenders – not just the 60

plus subprime ones who have already gone out of business – but also

plenty of near prime and prime ones. AHM – who went bankrupt last week

– was not exposed mostly to subprime; it was exposed to near prime and

prime. Countrywide has reported sharp losses not only on subprime lending

but also on prime ones.

This one I disagree on. There were a few subprime lenders who went bust relatively

early on because the banks put back to them a lot of the nuclear waste that

they underwrote. Yes, those were definitely insolvent. But AHM, and many of

the other mortgage-lender bankruptcies, I’d classify as more of a liquidity

problem than an insolvency problem. If it’s not owned by a big bank, a mortgage

lender is always at the mercy of its own bank lenders. If and when they pull

their credit lines, the lender goes bust, no matter how healthy its fundamentals.

The lender bankruptcies – certainly the more recent ones – are due

to liquidity being pulled, and are not due to insolvency.

Then come the home builders.

You will also have – soon enough – plenty of insolvent home builders.

Many small ones have gone out of business; it is likely that some of the larger

ones will follow in the next few months. Beazer Homes – a major home

builder – last week had to refute rumors of its impending insolvency; but

so did AHM a few weeks its insolvency. With orders for home builders falling

30-40% and cancellation rates above 30% a few will become insolvent over the

next year or so.

Again, I think this is a liquidity problem more than an insolvency problem.

If the homebuilders can simply access enough liquidity to be able to warehouse

their stock of unsold inventory for as long as it takes to sell it, they should

be fine. Insolvency only comes with serious double-digit house-price declines

– and while those do exist in some parts of the country, those are still

the exception rather than the rule.

Next come insolvent hedge funds – and I definitely agree with Nouriel

there. The magic of leverage can and will wipe out more than a couple of Bear

Stearns funds.

Finally comes the biggest and most contentious group of all: in a nutshell,

everybody else. Easy credit has brought default rates down to unnatural levels

in recent years: rather than declare bankruptcy, companies have been able to

refinance. Absent the easy credit, default and bankruptcy rates are going to

have to rise.

On this one, too, I agree with Nouriel. Default rates must rise from present

levels, and even if they only go back to their historical levels, that’s going

to be a big rise. I’m not convinced that a higher-but-still-relatively-low corporate

default rate will necessarily drive the US and the world into an apocalyptic

recession. But I do agree that there are some areas of the economy where an

injection of liquidity is not warranted, and might even be counterproductive

over the medium term. Lenders have been irresponsible of late; they’re going

to have to pay the price at some point, and there’s no reason why it shouldn’t

be a year or two from now when present loans mature and corporate bankruptcies

start rising.

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